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Closing Date: 11th February 2018
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Phillip Securities Pte Ltd
Licensing Executive

Salary: 0.00

Responsibilities: 
You are required to review and process all applications and related documentations for Appointed Representatives (which includes Trading Representatives, Dealers, Financial Advisory Representatives, Fund Managers, etc) in accordance with the established policies, procedures and regulatory requirements of the industry. This also includes review of supporting documents, updating various systems and maintaining personal records, on a timely basis.
 

Requirements:

  • Degree or Diploma, preferably in Business or Finance related area
    At least 2 years of relevant working experience
    Good knowledge of SFA/FAA regulations
    Good written and communications skills
    Excellent customer service skills
    Prior exposure to middle office or back office function
    Meticulous and have an eye for details
    Team player and well-organized
    Highly compliant, yet flexible to solve problems
    Independent and fast learner
    Persistent to see task / project completion







 
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